Compliance Guide

This guide covers compliance requirements, security standards, and regulatory considerations for using Trae IDE in enterprise and regulated environments.

Overview

Trae IDE is designed to meet various compliance standards and regulatory requirements:

Data Protection: GDPR, CCPA, PIPEDA compliance
Security Standards: SOC 2, ISO 27001, FedRAMP
Industry Regulations: HIPAA, PCI DSS, SOX
Government Standards: FISMA, NIST Cybersecurity Framework
International Standards: ISO 9001, ISO 14001

Data Protection Compliance

Data Processing Principles

json

{
  "gdpr": {
    "lawfulBasis": "legitimate-interest",
    "dataMinimization": true,
    "purposeLimitation": true,
    "accuracyRequirement": true,
    "storageLimit": "2-years",
    "integrityConfidentiality": true,
    "accountability": true
  }
}

Data Subject Rights

Right to Access

javascript

// Export user data
const userData = await trae.compliance.exportUserData({
    userId: 'user-123',
    format: 'json', // 'xml', 'csv'
    includeMetadata: true,
    dateRange: {
        start: '2023-01-01',
        end: '2024-01-01'
    }
});

Right to Rectification

javascript

// Update user data
const updateResult = await trae.compliance.updateUserData({
    userId: 'user-123',
    updates: {
        email: 'new-email@example.com',
        preferences: {
            notifications: false
        }
    },
    auditTrail: true
});

Right to Erasure

javascript

// Delete user data
const deletionResult = await trae.compliance.deleteUserData({
    userId: 'user-123',
    retentionOverride: false,
    anonymize: true, // Anonymize instead of delete
    auditLog: true
});

Data Portability

javascript

// Export data in portable format
const portableData = await trae.compliance.exportPortableData({
    userId: 'user-123',
    format: 'json',
    structured: true,
    machineReadable: true
});

javascript

// Consent tracking
const consentManager = {
    record: async (userId, consentType, granted) => {
        return await trae.compliance.recordConsent({
            userId,
            consentType,
            granted,
            timestamp: new Date().toISOString(),
            ipAddress: request.ip,
            userAgent: request.headers['user-agent']
        });
    },
    
    withdraw: async (userId, consentType) => {
        return await trae.compliance.withdrawConsent({
            userId,
            consentType,
            timestamp: new Date().toISOString(),
            cascadeDelete: true
        });
    },
    
    check: async (userId, consentType) => {
        return await trae.compliance.checkConsent({
            userId,
            consentType
        });
    }
};

CCPA (California Consumer Privacy Act)

Consumer Rights Implementation

javascript

// CCPA compliance configuration
const ccpaConfig = {
    enabled: true,
    applicableUsers: 'california-residents',
    rights: {
        knowPersonalInfo: true,
        deletePersonalInfo: true,
        optOutOfSale: true,
        nonDiscrimination: true
    },
    disclosures: {
        categoriesCollected: [
            'identifiers',
            'commercial-information',
            'internet-activity',
            'professional-information'
        ],
        businessPurposes: [
            'service-provision',
            'security',
            'debugging',
            'quality-assurance'
        ]
    }
};

Security Standards Compliance

SOC 2 Type II

Trust Service Criteria

Security

javascript

// Security controls implementation
const securityControls = {
    accessControl: {
        multiFactorAuth: true,
        roleBasedAccess: true,
        privilegedAccessManagement: true,
        regularAccessReviews: true
    },
    
    systemOperations: {
        changeManagement: true,
        incidentResponse: true,
        vulnerabilityManagement: true,
        securityMonitoring: true
    },
    
    riskManagement: {
        riskAssessments: 'quarterly',
        threatModeling: true,
        securityTraining: 'annual',
        vendorManagement: true
    }
};

Availability

javascript

// Availability controls
const availabilityControls = {
    infrastructure: {
        redundancy: 'multi-region',
        loadBalancing: true,
        autoScaling: true,
        disasterRecovery: true
    },
    
    monitoring: {
        uptimeMonitoring: true,
        performanceMonitoring: true,
        alerting: true,
        slaTracking: true
    },
    
    maintenance: {
        scheduledMaintenance: true,
        emergencyProcedures: true,
        rollbackCapability: true,
        communicationPlan: true
    }
};

Processing Integrity

javascript

// Processing integrity controls
const processingIntegrity = {
    dataValidation: {
        inputValidation: true,
        dataTypeChecking: true,
        rangeValidation: true,
        businessRuleValidation: true
    },
    
    errorHandling: {
        errorLogging: true,
        errorReporting: true,
        errorCorrection: true,
        errorPrevention: true
    },
    
    auditTrails: {
        transactionLogging: true,
        userActivityLogging: true,
        systemEventLogging: true,
        logIntegrity: true
    }
};

Confidentiality

javascript

// Confidentiality controls
const confidentialityControls = {
    encryption: {
        dataAtRest: 'AES-256',
        dataInTransit: 'TLS-1.3',
        keyManagement: 'HSM',
        keyRotation: 'quarterly'
    },
    
    accessControl: {
        needToKnow: true,
        dataClassification: true,
        accessLogging: true,
        dataLossPrevention: true
    },
    
    disposal: {
        secureDisposal: true,
        mediaDestruction: true,
        dataWiping: true,
        disposalCertification: true
    }
};

Privacy

javascript

// Privacy controls
const privacyControls = {
    collection: {
        consentManagement: true,
        purposeSpecification: true,
        dataMinimization: true,
        collectionNotification: true
    },
    
    use: {
        purposeLimitation: true,
        consentVerification: true,
        dataSubjectRights: true,
        thirdPartySharing: 'restricted'
    },
    
    retention: {
        retentionPolicies: true,
        automaticDeletion: true,
        retentionSchedule: true,
        legalHolds: true
    }
};

ISO 27001

Information Security Management System (ISMS)

javascript

// ISMS implementation
const isms = {
    policies: {
        informationSecurityPolicy: true,
        acceptableUsePolicy: true,
        incidentResponsePolicy: true,
        businessContinuityPolicy: true
    },
    
    procedures: {
        accessManagement: true,
        changeManagement: true,
        vulnerabilityManagement: true,
        supplierManagement: true
    },
    
    controls: {
        organizationalControls: 37,
        peopleControls: 8,
        physicalControls: 14,
        technologicalControls: 34
    },
    
    monitoring: {
        continuousMonitoring: true,
        internalAudits: 'quarterly',
        managementReview: 'annual',
        correctiveActions: true
    }
};

Industry-Specific Compliance

HIPAA (Healthcare)

Administrative Safeguards

javascript

// HIPAA administrative safeguards
const administrativeSafeguards = {
    securityOfficer: {
        designated: true,
        responsibilities: [
            'security-management',
            'policy-development',
            'incident-response',
            'training-coordination'
        ]
    },
    
    workforceTraining: {
        initialTraining: true,
        annualRefresher: true,
        roleSpecificTraining: true,
        documentationRequired: true
    },
    
    accessManagement: {
        uniqueUserIdentification: true,
        automaticLogoff: true,
        encryptionDecryption: true,
        accessReviews: 'quarterly'
    },
    
    contingencyPlan: {
        dataBackupPlan: true,
        disasterRecoveryPlan: true,
        emergencyModeOperation: true,
        testingProcedures: true
    }
};

Physical Safeguards

javascript

// HIPAA physical safeguards
const physicalSafeguards = {
    facilityAccess: {
        accessControls: true,
        validatedProcedures: true,
        maintenanceRecords: true,
        accessLogs: true
    },
    
    workstationUse: {
        workstationSecurity: true,
        deviceControls: true,
        mediaControls: true,
        disposalProcedures: true
    }
};

Technical Safeguards

javascript

// HIPAA technical safeguards
const technicalSafeguards = {
    accessControl: {
        uniqueUserIdentification: true,
        automaticLogoff: true,
        encryptionDecryption: true,
        roleBasedAccess: true
    },
    
    auditControls: {
        auditLogs: true,
        logReview: 'monthly',
        logRetention: '6-years',
        logIntegrity: true
    },
    
    integrity: {
        dataIntegrity: true,
        transmissionSecurity: true,
        checksumValidation: true,
        digitalSignatures: true
    },
    
    transmission: {
        endToEndEncryption: true,
        networkSecurity: true,
        accessControls: true,
        auditLogs: true
    }
};

PCI DSS (Payment Card Industry)

Requirements Implementation

javascript

// PCI DSS requirements
const pciDssRequirements = {
    requirement1: {
        name: 'Install and maintain firewall configuration',
        implementation: {
            firewallRules: true,
            networkSegmentation: true,
            routerConfiguration: true,
            regularReview: 'quarterly'
        }
    },
    
    requirement2: {
        name: 'Do not use vendor-supplied defaults',
        implementation: {
            defaultPasswordChange: true,
            unnecessaryServicesRemoval: true,
            secureConfiguration: true,
            configurationStandards: true
        }
    },
    
    requirement3: {
        name: 'Protect stored cardholder data',
        implementation: {
            dataEncryption: 'AES-256',
            keyManagement: true,
            dataRetentionPolicy: true,
            secureDisposal: true
        }
    },
    
    requirement4: {
        name: 'Encrypt transmission of cardholder data',
        implementation: {
            strongCryptography: 'TLS-1.3',
            publicNetworkEncryption: true,
            wirelessEncryption: 'WPA3',
            keyManagement: true
        }
    }
};

Government Standards

FISMA (Federal Information Security Management Act)

Security Controls

javascript

// FISMA security controls (NIST SP 800-53)
const fismaControls = {
    accessControl: {
        AC_1: 'Access Control Policy and Procedures',
        AC_2: 'Account Management',
        AC_3: 'Access Enforcement',
        AC_4: 'Information Flow Enforcement',
        AC_5: 'Separation of Duties',
        AC_6: 'Least Privilege',
        AC_7: 'Unsuccessful Logon Attempts',
        AC_8: 'System Use Notification'
    },
    
    auditAccountability: {
        AU_1: 'Audit and Accountability Policy',
        AU_2: 'Audit Events',
        AU_3: 'Content of Audit Records',
        AU_4: 'Audit Storage Capacity',
        AU_5: 'Response to Audit Processing Failures',
        AU_6: 'Audit Review, Analysis, and Reporting',
        AU_7: 'Audit Reduction and Report Generation',
        AU_8: 'Time Stamps'
    },
    
    systemCommunications: {
        SC_1: 'System and Communications Protection Policy',
        SC_2: 'Application Partitioning',
        SC_3: 'Security Function Isolation',
        SC_4: 'Information in Shared Resources',
        SC_5: 'Denial of Service Protection',
        SC_7: 'Boundary Protection',
        SC_8: 'Transmission Confidentiality and Integrity',
        SC_13: 'Cryptographic Protection'
    }
};

Continuous Monitoring

javascript

// FISMA continuous monitoring
const continuousMonitoring = {
    strategy: {
        riskTolerance: 'low',
        monitoringFrequency: 'real-time',
        assessmentFrequency: 'annual',
        reportingFrequency: 'monthly'
    },
    
    metrics: {
        securityControlEffectiveness: true,
        vulnerabilityManagement: true,
        incidentResponse: true,
        configurationManagement: true
    },
    
    automation: {
        automatedScanning: true,
        continuousAssessment: true,
        realTimeMonitoring: true,
        automatedReporting: true
    }
};

FedRAMP (Federal Risk and Authorization Management Program)

Authorization Process

javascript

// FedRAMP authorization levels
const fedRampLevels = {
    low: {
        impactLevel: 'Low',
        securityControls: 125,
        assessmentType: 'self-assessment',
        authorizationTime: '3-6 months'
    },
    
    moderate: {
        impactLevel: 'Moderate',
        securityControls: 325,
        assessmentType: '3PAO-assessment',
        authorizationTime: '12-18 months'
    },
    
    high: {
        impactLevel: 'High',
        securityControls: 421,
        assessmentType: 'agency-assessment',
        authorizationTime: '18-24 months'
    }
};

Compliance Monitoring and Reporting

Automated Compliance Checking

javascript

// Compliance monitoring system
const complianceMonitoring = {
    realTimeChecks: {
        dataAccess: true,
        policyViolations: true,
        securityIncidents: true,
        configurationChanges: true
    },
    
    scheduledAssessments: {
        daily: ['access-reviews', 'log-analysis'],
        weekly: ['vulnerability-scans', 'policy-compliance'],
        monthly: ['risk-assessments', 'control-testing'],
        quarterly: ['full-compliance-review', 'audit-preparation']
    },
    
    alerting: {
        immediateAlerts: ['security-breach', 'data-loss', 'unauthorized-access'],
        dailyReports: ['compliance-status', 'policy-violations'],
        weeklyReports: ['trend-analysis', 'risk-metrics'],
        monthlyReports: ['executive-summary', 'compliance-dashboard']
    }
};

Compliance Dashboard

javascript

// Compliance dashboard configuration
const complianceDashboard = {
    metrics: {
        overallComplianceScore: {
            current: 98.5,
            target: 99.0,
            trend: 'improving'
        },
        
        controlEffectiveness: {
            implemented: 245,
            total: 250,
            percentage: 98.0
        },
        
        riskLevel: {
            high: 2,
            medium: 15,
            low: 183,
            total: 200
        }
    },
    
    frameworks: {
        gdpr: { status: 'compliant', lastAssessment: '2024-01-15' },
        soc2: { status: 'compliant', lastAssessment: '2024-01-10' },
        iso27001: { status: 'in-progress', lastAssessment: '2024-01-05' },
        hipaa: { status: 'compliant', lastAssessment: '2024-01-20' }
    }
};

Audit Trail Management

javascript

// Comprehensive audit logging
const auditTrail = {
    events: {
        userActions: {
            login: true,
            logout: true,
            dataAccess: true,
            dataModification: true,
            configurationChanges: true
        },
        
        systemEvents: {
            startupShutdown: true,
            errorEvents: true,
            securityEvents: true,
            performanceEvents: true
        },
        
        complianceEvents: {
            policyViolations: true,
            accessDenials: true,
            dataExports: true,
            privilegeEscalations: true
        }
    },
    
    retention: {
        standard: '7-years',
        financial: '7-years',
        healthcare: '6-years',
        government: '10-years'
    },
    
    integrity: {
        digitalSignatures: true,
        checksumValidation: true,
        tamperDetection: true,
        chainOfCustody: true
    }
};

Data Classification and Handling

Data Classification Scheme

javascript

// Data classification levels
const dataClassification = {
    public: {
        description: 'Information that can be freely shared',
        handling: 'standard',
        retention: '3-years',
        encryption: 'optional'
    },
    
    internal: {
        description: 'Information for internal use only',
        handling: 'controlled',
        retention: '5-years',
        encryption: 'recommended'
    },
    
    confidential: {
        description: 'Sensitive business information',
        handling: 'restricted',
        retention: '7-years',
        encryption: 'required'
    },
    
    restricted: {
        description: 'Highly sensitive information',
        handling: 'highly-restricted',
        retention: '10-years',
        encryption: 'required-strong'
    }
};

Data Handling Procedures

javascript

// Data handling implementation
const dataHandling = {
    collection: {
        purposeSpecification: true,
        legalBasisValidation: true,
        consentObtaining: true,
        minimumNecessary: true
    },
    
    processing: {
        purposeLimitation: true,
        accuracyMaintenance: true,
        integrityAssurance: true,
        confidentialityProtection: true
    },
    
    storage: {
        encryptionAtRest: true,
        accessControls: true,
        backupProcedures: true,
        geographicRestrictions: true
    },
    
    transmission: {
        encryptionInTransit: true,
        secureChannels: true,
        integrityChecks: true,
        deliveryConfirmation: true
    },
    
    disposal: {
        secureErasure: true,
        certificateOfDestruction: true,
        auditTrail: true,
        complianceVerification: true
    }
};

Incident Response and Breach Notification

Incident Response Plan

javascript

// Incident response procedures
const incidentResponse = {
    phases: {
        preparation: {
            teamFormation: true,
            procedureDevelopment: true,
            toolPreparation: true,
            trainingExecution: true
        },
        
        detection: {
            monitoringSystems: true,
            alertGeneration: true,
            initialAssessment: true,
            escalationProcedures: true
        },
        
        containment: {
            immediateContainment: true,
            systemIsolation: true,
            evidencePreservation: true,
            shortTermContainment: true
        },
        
        eradication: {
            rootCauseAnalysis: true,
            vulnerabilityRemediation: true,
            systemHardening: true,
            malwareRemoval: true
        },
        
        recovery: {
            systemRestoration: true,
            monitoringEnhancement: true,
            validationTesting: true,
            normalOperations: true
        },
        
        lessonsLearned: {
            incidentDocumentation: true,
            processImprovement: true,
            trainingUpdate: true,
            policyRevision: true
        }
    }
};

Breach Notification Requirements

javascript

// Breach notification timelines
const breachNotification = {
    gdpr: {
        supervisoryAuthority: '72-hours',
        dataSubjects: 'without-undue-delay',
        conditions: 'high-risk-to-rights'
    },
    
    ccpa: {
        attorneyGeneral: 'without-unreasonable-delay',
        consumers: 'without-unreasonable-delay',
        conditions: 'unauthorized-access'
    },
    
    hipaa: {
        hhs: '60-days',
        individuals: '60-days',
        media: 'immediately-if-500-plus',
        conditions: 'unsecured-phi'
    },
    
    pci: {
        acquirer: 'immediately',
        cardBrands: 'immediately',
        lawEnforcement: 'immediately',
        conditions: 'cardholder-data-compromise'
    }
};

Vendor and Third-Party Management

Vendor Assessment

javascript

// Third-party risk assessment
const vendorAssessment = {
    securityAssessment: {
        certifications: ['SOC2', 'ISO27001', 'FedRAMP'],
        penetrationTesting: 'annual',
        vulnerabilityScanning: 'quarterly',
        securityQuestionnaire: true
    },
    
    complianceVerification: {
        regulatoryCompliance: true,
        industryStandards: true,
        contractualObligations: true,
        auditRights: true
    },
    
    dataProtection: {
        dataProcessingAgreement: true,
        dataLocationRestrictions: true,
        dataRetentionPolicies: true,
        dataPortabilityRights: true
    },
    
    businessContinuity: {
        disasterRecoveryPlan: true,
        businessContinuityPlan: true,
        slaRequirements: true,
        escalationProcedures: true
    }
};

Contract Management

javascript

// Compliance contract clauses
const contractClauses = {
    dataProtection: {
        gdprCompliance: true,
        dataProcessorObligations: true,
        dataSubjectRights: true,
        breachNotification: true
    },
    
    security: {
        securityStandards: 'ISO27001',
        encryptionRequirements: 'AES-256',
        accessControls: 'role-based',
        incidentResponse: '24-hours'
    },
    
    audit: {
        auditRights: true,
        auditFrequency: 'annual',
        auditScope: 'full-access',
        auditReporting: 'detailed'
    },
    
    termination: {
        dataReturn: '30-days',
        dataDestruction: 'certified',
        transitionSupport: '90-days',
        knowledgeTransfer: true
    }
};

Training and Awareness

Compliance Training Program

javascript

// Training program structure
const trainingProgram = {
    generalAwareness: {
        frequency: 'annual',
        topics: [
            'data-protection-fundamentals',
            'security-best-practices',
            'incident-reporting',
            'policy-overview'
        ],
        delivery: 'online-modules',
        assessment: 'required'
    },
    
    roleSpecific: {
        developers: {
            topics: ['secure-coding', 'data-handling', 'privacy-by-design'],
            frequency: 'bi-annual'
        },
        
        administrators: {
            topics: ['access-management', 'audit-logging', 'incident-response'],
            frequency: 'quarterly'
        },
        
        managers: {
            topics: ['compliance-oversight', 'risk-management', 'vendor-management'],
            frequency: 'annual'
        }
    },
    
    specialized: {
        gdprTraining: {
            audience: 'data-handlers',
            frequency: 'annual',
            certification: 'required'
        },
        
        hipaaTraining: {
            audience: 'healthcare-staff',
            frequency: 'annual',
            certification: 'required'
        }
    }
};

Compliance Assessment and Certification

Self-Assessment Tools

javascript

// Automated compliance assessment
const selfAssessment = {
    frameworks: {
        gdpr: {
            controls: 99,
            automated: 75,
            manual: 24,
            frequency: 'monthly'
        },
        
        soc2: {
            controls: 64,
            automated: 45,
            manual: 19,
            frequency: 'quarterly'
        },
        
        iso27001: {
            controls: 114,
            automated: 80,
            manual: 34,
            frequency: 'quarterly'
        }
    },
    
    reporting: {
        executiveSummary: true,
        detailedFindings: true,
        remediationPlan: true,
        trendAnalysis: true
    }
};

External Audits

javascript

// External audit management
const externalAudits = {
    schedule: {
        soc2Type2: 'annual',
        iso27001: 'annual',
        penetrationTesting: 'annual',
        vulnerabilityAssessment: 'quarterly'
    },
    
    preparation: {
        evidenceCollection: true,
        documentationReview: true,
        processValidation: true,
        stakeholderPreparation: true
    },
    
    followUp: {
        findingsRemediation: true,
        correctionPlans: true,
        progressTracking: true,
        reAuditScheduling: true
    }
};

This compliance guide provides a comprehensive framework for meeting various regulatory and industry requirements. Regular review and updates ensure continued compliance as regulations evolve and new requirements emerge.

Compliance Guide ​

Overview ​

Data Protection Compliance ​

GDPR (General Data Protection Regulation) ​

Data Processing Principles ​

Data Subject Rights ​

Consent Management ​

CCPA (California Consumer Privacy Act) ​

Consumer Rights Implementation ​

Security Standards Compliance ​

SOC 2 Type II ​

Trust Service Criteria ​

ISO 27001 ​

Information Security Management System (ISMS) ​

Industry-Specific Compliance ​

HIPAA (Healthcare) ​

Administrative Safeguards ​

Physical Safeguards ​

Technical Safeguards ​

PCI DSS (Payment Card Industry) ​

Requirements Implementation ​

Government Standards ​

FISMA (Federal Information Security Management Act) ​

Security Controls ​

Continuous Monitoring ​

FedRAMP (Federal Risk and Authorization Management Program) ​

Authorization Process ​

Compliance Monitoring and Reporting ​

Automated Compliance Checking ​

Compliance Dashboard ​

Audit Trail Management ​

Data Classification and Handling ​

Data Classification Scheme ​

Data Handling Procedures ​

Incident Response and Breach Notification ​

Incident Response Plan ​

Breach Notification Requirements ​

Vendor and Third-Party Management ​

Vendor Assessment ​

Contract Management ​

Training and Awareness ​

Compliance Training Program ​

Compliance Assessment and Certification ​

Self-Assessment Tools ​

External Audits ​

Compliance Guide

Overview

Data Protection Compliance

GDPR (General Data Protection Regulation)

Data Processing Principles

Data Subject Rights

Consent Management

CCPA (California Consumer Privacy Act)

Consumer Rights Implementation

Security Standards Compliance

SOC 2 Type II

Trust Service Criteria

ISO 27001

Information Security Management System (ISMS)

Industry-Specific Compliance

HIPAA (Healthcare)

Administrative Safeguards

Physical Safeguards

Technical Safeguards

PCI DSS (Payment Card Industry)

Requirements Implementation

Government Standards

FISMA (Federal Information Security Management Act)

Security Controls

Continuous Monitoring

FedRAMP (Federal Risk and Authorization Management Program)

Authorization Process

Compliance Monitoring and Reporting

Automated Compliance Checking

Compliance Dashboard

Audit Trail Management

Data Classification and Handling

Data Classification Scheme

Data Handling Procedures

Incident Response and Breach Notification

Incident Response Plan

Breach Notification Requirements

Vendor and Third-Party Management

Vendor Assessment

Contract Management

Training and Awareness

Compliance Training Program

Compliance Assessment and Certification

Self-Assessment Tools

External Audits